Ho John Lee’s Weblog

• pipesgol.pdf (application/pdf Object)
  Lawrence Goldfarb, BayStar Capital - Investing in PIPEs: Finding Opportunity and Evaluating the Deal
  (tags: investing finance vc pipes strategy)
• 2005ltr.pdf (application/pdf Object)
  Warren Buffett’s annual letter to Berkshire Hathaway shareholders reviewing 2005 and looking forward to 2006.
  (tags: investing business finance culture warrenbuffett berkshirehathaway)
• Regulation SHO Threshold Security List
  NASDAQ stocks for which short sellers have failed to deliver >10,000 shares for 5 or more consecutive days, reported under Rule 203(c)(6).
  (tags: nasdaq stock trading investing finance strategy)
• NYSE Regulation SHO threshold security list
  NYSE stocks for which short sellers have failed to deliver >10,000 shares for 5 or more consecutive days, reported under Rule 203(c)(6).
  (tags: nyse stock trading investing finance strategy)
• AmexTrader - Regulation SHO Threshold security list
  AMEX stocks for which short sellers have failed to deliver >10,000 shares for 5 or more consecutive days, reported under Rule 203(c)(6).
  (tags: amex stock trading investing finance strategy)
• Spotlight on Short Sales
  US Securities and Exchange Commision collection of articles on Regulation SHO and other issues related to short selling on US exchanges.
  (tags: sec finance stock markets government trading strategy regulation)
• Final Rule: Short Sales; Release No. 34-50103; July 28, 2004
  US SEC rules 200,201, 202T, and 203 regarding short selling
  (tags: stock trading sec exchange short finance regulation)

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